OSFI Supervisory Expectations in Effect

OSFI Guideline B-13 ComplianceTechnology and Cyber Risk Management

Meet OSFI supervisory expectations for technology and cyber risk management. Purpose-built compliance programs for federally regulated financial institutions.

Key B-13 Requirements

Core domains of OSFI's technology and cyber risk management expectations

Technology Risk Management Framework

Establish a comprehensive framework for managing technology and cyber risk across the institution

Board-approved risk appetite for technology
Enterprise-wide risk assessment
Three lines of defense model

Technology Operations & Resilience

Maintain reliable and resilient technology operations with robust change management

IT asset management
Incident management processes
Business continuity for technology

Cyber Security

Implement layered cyber security controls to protect against evolving threats

Threat intelligence integration
Vulnerability management program
Security monitoring and detection

Third-Party Technology Risk

Manage risks from third-party technology providers including cloud services

Vendor due diligence assessments
Contractual security requirements
Concentration risk management

Our B-13 Compliance Process

A structured approach to achieving OSFI B-13 compliance for your institution

1

Maturity Assessment

Weeks 1-4

Evaluate current technology risk management maturity against B-13 expectations and identify compliance gaps.

2

Framework Design

Weeks 5-10

Design the technology risk management framework including governance structures, policies, and risk appetite statements.

3

Control Implementation

Weeks 11-20

Implement required controls for cyber security, IT operations, third-party risk, and technology architecture.

4

Validation & OSFI Readiness

Weeks 21-26

Validate control effectiveness, prepare examination evidence, and conduct mock OSFI supervisory reviews.

Benefits of B-13 Compliance

A mature technology risk management framework delivers operational resilience and demonstrates regulatory commitment to OSFI supervisors.

Demonstrate compliance with OSFI supervisory expectations
Reduce technology-related operational disruptions and financial losses
Strengthen board and senior management oversight of technology risk
Improve third-party and cloud provider risk management
Enhance cyber resilience against sophisticated threat actors
Build a scalable framework aligned with international standards

Supervisory Risks

Increased supervisory intensity

More frequent examinations and reporting requirements

Business activity restrictions

Limits on growth, new products, or technology initiatives

Increased capital requirements

Higher capital buffers to offset operational risk deficiencies

Institutions Subject to B-13

OSFI Guideline B-13 applies to all federally regulated financial institutions

Banks & Trust Companies

Federally chartered banks, foreign bank branches, and authorized trust companies

Insurance Companies

Federally regulated life, property, and casualty insurance companies

Cooperative Credit Associations

Federally regulated cooperative credit associations and centrals

Investment Firms

Federally regulated securities dealers and investment management firms

Payment Processors

Designated financial market infrastructures and payment systems

Pension Plans

Federally regulated private pension plans and administrators

OSFI B-13 Compliance FAQs

Common questions about OSFI Guideline B-13 and technology risk management compliance

Still Have Questions?

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Strengthen Your Technology Risk Management

Meet OSFI supervisory expectations and build a resilient technology risk framework for your financial institution.